This paper studies why and how the Turks and their
successors, the Türgish, ruled the settled societies of Turkestan.
It is based upon research in original Chinese and Arabic records. The most
noteworthy sources are contemporary Chinese documents from Turfan that
were excavated in this century and only recently published. These provide
us with some heretofore unknown information about the tribes and their
contacts with sedentary societies.
Although the Turks and Türgish were pastoral nomads, they had
a keen interest in controlling the agricultural societies of Turkestan.
Nomadic rulers used the oases to increase their wealth and power by levying
local products, Silk Road trade profits, and soldiers. The Türgish
conscripted oasis fighting forces more extensively than the Turks, probably
because of their diminished territory and power in comparison to their
predecessors.
Nomadic rule of the oases usually was indirect.
The only exceptions were the states of Shâsh, Farghânah, and
Tukhâristân, which appear to have had Turkish kings. Unfortunately
the Chinese and Arabic sources provide little evidence about how the Turks
ruled over these settled areas. For indirect rule, we have more information,
especially from the oasis that was closest to China, Turfan. When nomads
governed indirectly, they allowed indigenous elites to keep their positions.
Although nomadic overlords did not take over administration of these oases
or garrison troops in them, they had a number of means to encourage compliance
with their authority. To monitor the oasis states, Turkish rulers stationed
a few officials there and also intermittently sent envoys. Undoubtedly
the most important function of these Turkish functionaries was to see that
adequate tribute was sent to their chiefs. Turkish overlords also implemented
several co-optative and coercive strategies to keep oasis elites in line.
The most important co-optative practice was the forging of marriage relations
between nomadic and sedentary rulers. Coercive methods, used to enforce
nomadic rule, were military attack and the imposition of Turkish customs
among the sedentary peoples.
Although we have no contemporary records of nomadic
expenditures on oasis administration, we can assume costs were quite low
because few personnel were needed. The tribute received in return must
have resulted in high profits. We can suppose that this was an important
income source for the Turks and Türgish to supplement their pastoral
subsistence economy. The added wealth undoubtedly helped chiefs to attract
more adherents and to increase their political power. Therefore it is not
surprising that the tribes of Turkestan went into decline after the Chinese
and then the Arabs gained control of the oases in the seventh and eighth
centuries.